A licensed framework
HighBlock Securities Limited holds SFC Types 1, 4 and 9 licences, CE number BWW124. Refer to the SFC public register for the scope and conditions.
SFC public registerCompliance
Clarity builds
lasting trust
The scope of services, regulatory information and data safeguards should be clear and accessible.
Compliance and risk
Compliance review, appropriate advisory records and clear information about the scope of services and associated risks.
Client due diligence
Identity checks, Professional Investor eligibility assessment and anti-money laundering review in line with applicable requirements.
Personal data
Please refer to this website’s Privacy Policy and relevant collection statements for the collection, use and protection of personal data.
Website policies and disclosures
Please read the applicable policies and disclosures before using this website or our services.