HighBlock Securities Granted SFC Type 1, 4 and 9 Licences
On 5 August 2026, HighBlock Securities Limited was granted licences by Hong Kong’s Securities and Futures Commission (SFC) to carry on Type 1, Type 4 and Type 9 regulated activities. Its CE number is BWW124. All three regulated activities took effect on the same date.
The regulated activities cover dealing in securities (Type 1), advising on securities (Type 4) and asset management (Type 9).
Under the licence conditions recorded in the SFC public register, HighBlock Securities Limited may provide services only to Professional Investors in relation to Type 4 and Type 9 regulated activities.